Although certain enforcement priorities of the U.S. Securities and Exchange Commission (SEC) have shifted under new Chairman ...

Morgan Stanley will see no penalty from the SEC over the firm’s cash sweep program, however, it still faces an investigation from a state securities regulator, the Wall Street wealth management ...

An SEC spokesperson stated in an email that the agency "does not comment on the existence or nonexistence of a possible investigation.” PayPal did not immediately respond to a request for comment.

The spokesperson said the letter was unprompted and that the SEC’s review of information Immutable had sent “appears to have resulted in them closing the investigation.” Source: Robbie ...

In a Feb. 26 notice shared by Gemini co-founder and president Cameron Winklevoss, the SEC said it had concluded its investigation ... avoided the space in the face of the “regulatory attacks.” ...

The online trading platform received a Wells Notice last May, indicating penalties were possible following an investigation. The SEC also told Coinbase last week it would look to dismiss a lawsuit ...

In early February, the National Highway Traffic Safety Administration’s (NHTSA) Office of Defects Investigation (ODI) began investigating unintended vehicle movement in 2023 model-year Fisker ...

The National Highway Traffic Safety Administration said Monday it has closed a preliminary investigation into Fisker over complaints that its all-electric Ocean SUV rolls away unexpectedly. The U.S.

Mounting shareholder lawsuits and an SEC investigation underscore Fisker’s financial ... Despite Fisker’s bankruptcy, its CEO, Henrik Fisker, and other executives face ongoing legal battles.

a former assistant director at the SEC Division of Enforcement now in private practice. The agency has declined to comment on its investigation. Co-founders Henrik Fisker, the company’s chairman ...

Fisker Inc. will wind down operations under a bankruptcy plan approved Friday that should allow car owners to drive their cars for years — while not paying anything to shareholders who were ...