The settlement, announced Friday, focuses on the sale of $6.8 million in First Republic stock in 2022 and 2023 by a former First Republic CEO.

Massachusetts’ securities regulator fined Morgan Stanley $2 million for allegedly failing to properly monitor insider securities sales by a former CEO of First Republic Bank in the months prior ...

Morgan Stanley Is Fined for First Republic C.E.O.’s Stock Sales. ... Morgan Stanley did not admit or deny wrongdoing, though it will pay $2 million in fines to the State of Massachusetts, ...

Morgan Stanley was fined $2 million by a Massachusetts regulator over stock sales by a First Republic executive in the months leading up to the California lender’s collapse last year.

Morgan Stanley has been fined $2 million in Massachusetts for its role in the sale of First Republic Bank stock in the lead-up to its collapse in 2023. According to a statement from the office of ...

Morgan Stanley failed to properly vet the former First Republic CEO, identified as "Customer One," who sold over $6.8 million in First Republic stock from February 2022 to March 2023 — just ...

In the months before it failed last year, the executive chairman of First Republic Bank sold more than $6.8 million worth of stock through Morgan Stanley. The bank has now settled an investigation ...

Morgan Stanley: Tesla will produce 2 million vehicles in 2022 In a recent statement from Adams Jonas, a Morgan Stanley analyst, Tesla production this year may hit 2 million.

Morgan Stanley wins a $7.4 million clawback from a former advisor who left in 2023 to go to First Republic. Robert Daly was part of a star team that left Morgan Stanley in 2023 to join First ...

Massachusetts’ securities regulator accused Morgan Stanley of failing to properly supervise sales of First Republic stock worth $6.8 million by a former First Republic CEO.