According to the SEC, from May 2021 to February 2024, Alexander and Welsh operated the scheme through Vanguard Holdings Group Irrevocable Trust, which they claimed was a lucrative international ...

Claims and Relief Sought The SEC’s complaint charges defendant with violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, as well as Section 10(b) of the Securities ...

The SEC’s complaint is running parallel to action brought by the US Attorney’s Office for the Eastern District of Virginia, which arraigned Ramil Palafox on criminal charges. According to an ...

that saw Nova Labs pay a $200,000 fine to settle civil securities fraud charges, and the SEC dropped its claims that Helium (HNT) and other related tokens were securities. In his letter to ...