Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...
The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...
Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...
Vecchio also settled the SEC’s previously announced fraud charges against him. According to the SEC's orders against Guarino and Seropian and the previously filed complaint against ...
Instead, he paid himself and other investors, in what the SEC characterizes as a ponzi-like scheme. Toltec did not return a request for comment. Mendia-Alcaraz, who also goes by Mendia ...
The Securities and Exchange Commission today announced fraud charges against Nicholas Bowerman, a former finance director at Circor International. The SEC alleges that Bowerman manipulated Circor's ...
The U.S. Attorney’s Office for the District of Massachusetts has also filed criminal charges against Gupta for ... according to the SEC complaint. Tazverik won FDA approval in 2020 for the ...
FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency said the electric utility company participated in a “multi-year ...
Keurig Dr Pepper Inc. will pay $1.5 million to settle charges that it made inaccurate ... However, according to the SEC, Keurig failed to disclose that two of the country's biggest recycling ...
The Securities and Exchange Commission says that Keurig Dr. Pepper Inc. will pay $1.5 million to settle charges that it made ... the pods for recycling. The SEC said Tuesday that Keurig agreed ...
